Friday, July 23, 2021

How Granular Should My Microprocesses Be?

As with all modularization principles, finding the right granularity is not always trivial and the more important. Some of us have seen complete projects fail because of getting this wrong. The Microprocess Architecture is no exception to this rule and in the following I discuss this topic, hoping to guide you in getting it right.

As explained in the article introducing the Microprocess Architecture the rationale for applying it consists of a combination of reducing impact when implementing new features and bug fixes, ease applying them to an already deployed business process, supporting parallel development and few others. Said differently and in one word: agility.

To correct the mistake made in the introducing article of not defining what a microprocess stands for:

A microprocess is a subprocess of a larger business process, where the subprocess spans the execution of one or more activities to reach a business significant state change of the business process, and which can be developed and deployed as a stand-alone component.

This definition implies that the scope of a microprocess has business visibility. However, as such that does not yet clarify the right granularity. Too coarse-grained and there is a risk of not delivering on the core value of agility, too fine-grained and you risk issues with performance and scalability.

 

Too coarse grained
 

 

Too fine grained
 

So, what is the right granularity? First let me try to illustrate by example. I then capture some of the main characteristics that should give you guidance on how to apply it for your use case.

Order handling example

An order handling process of a bank, that starts with a customer submitting an order form and ends with invoking one or more back-end systems to handle the delivery, could consist of the following microprocesses:

·        Customer checks: execution of several checks to determine if the bank can and should provide the product to the customer (e.g. criminal record check, credit check, etc.). This could involve orchestration of several calls to back-end systems and even services external to the bank and may involve human intervention to deal with the situation that one or more checks fail (alternate scenarios). The state reached by this microprocess is “customer validated”. In the happy scenario where all checks succeed, all is done in a time span of seconds. But when one or more checks fail and some bank employee must decide, it could take hours or even days (especially with a weekend in between).

·        Generate quote: determining the price and conditions for the ordered product(s). For a customer order for a combination of a current account, a savings account and a credit card this could involve the orchestration of calls to 3 different back-end systems (to get the price and conditions of each individual product) plus a call to some business rule to check if it is a valid product combination, another business rule to determine if some discount should be applied and finally a call to some service to retrieve the conditions for the order. The “quote generated” state is reached when the price and conditions of the order are presented to the customer, either online (in the same session) or by sending a link to some secure inbox to review it later (when the session is already closed). In the happy scenario all is done in a time span of seconds.

·        Sign order: signing of the order by all required signers. This can be anything from signing by one individual for a private account, up to some board of directors of a company in case of a business account. In the latter case the time span might range from minutes up to days or even weeks. The “order signed” state is reached when the order is signed by all signers.

Finalize order: execution of steps to persist all data, determine delivery dates, send an order confirmation to the customer and initiate the back-end system(s) to deliver the products.  The “order finalized” state is reached when order delivery has started. In the happy scenario this is done in a time span of seconds.

At a higher level there will be a process in which you can clearly recognize each individual step, be that as activities in a structured process flow (BPMN), or as activities in a case management application, like below:

When drilling down in any of the activities you might find a relatively complex structured process model. For example, the structured process backing the Sign Order activity generates the order agreement, handles multiple signers that may sign over a somewhat longer period of time, includes a loop for sending reminders after some deadline has been reached, and handles order cancellation when it has expired.


All states can be reached by the higher-level process in a timespan of a few seconds to minutes, which qualifies it as near “straight-through processing” (near-STP). But in case of issues like some external system being unavailable, human intervention by an Applications Administrator may be required which might not even happen the same day.

Microprocess characteristics

The following characteristics can help with determining the right granularity for your use case:
  • All activities in the same microprocess are tightly coupled to achieving a state of the process that is meaningful to the business. Put differently: when you can’t explain its purpose to a businessperson, it’s not a microprocess.
  • Although the happy scenario might concern near-STP, a microprocess typically involves human intervention for handling alternate or exception scenarios(*). When no human intervention of any kind is applicable, it’s not a microprocess. Therefore, microprocesses are asynchronous by definition.
  • Processing of the average microprocess has a timespan ranging from seconds to days (in case of human intervention). Weeks are very rare exceptions. Therefore, the chance of a future need to “patch” an in-flight microprocess instance (that is: migrate it from one version to the next) is minimal if not non-existent. When in-flight instance migration is expected to be commonly required, it’s too course-grained so don’t implement it as a microprocess.
  • With very few exceptions a microprocess can be replaced by a newer version without impact on any of its peers. There can be some impact on the higher-level process, which tends to be restricted to its interface (for example an extra id that needs to be passed on). Vise verse, changes at the higher-level process level do not impact a microprocess. When a change has a high probability of impacting a peer it’s too fine-grained and it implies they should be part of the same microprocess.
  • A microprocess is an autonomous deployable unit and can be deployed on a different tier than the higher-level process. Moving a microprocess from one tier to another will only have impact on the endpoint used by the higher-level process.

(*) Alternate scenarios in the end reach the same result as the “happy scenario” but in a different way. Exception scenarios are those when things go wrong and someone (typically an Applications or Systems Administrator) must intervene to put the process back on track.

As the goal of business process automation is to reduce human intervention, in the end the result might be a process without any human task (mind this is still a business process). Consequently, a microprocess does not need to have human tasks but human intervention will be applicable to recover in exception scenarios.

Like in the example given, microprocesses orchestrate human intervention with zero or more (synchronous or asynchronous) “services”. The services orchestrated by a microprocess, on their turn can be build using different technologies ranging from synchronous web services (like an OIC Integration) to an asynchronous structured (BPMN) processes of its own. However, the latter does not qualify as a microprocess. It’s just another way of implementing a “service”.

Mind that not every activity in the higher-level process necessarily concerns a business process state change. Most business processes include a few “technical” activities for housekeeping kind-of logic and keep track of technical state changes (like “process initiated”, “service errored”, etc.). A typical example of such activities is some “Initiate Process” activity (the “Receive Order” in the example) which enriches and persists the data from the start request message and instantiates the internal business object the higher-level process works with. Such activities have no meaning to the business (and therefore do not concern microprocesses) but you can’t leave them out of the model either. They are typically tightly coupled to the higher-level process, tend to be part of the same deployable unit and are often implemented as structured processes to provide points of recovery in case of issues.

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